COMPANY OVERVIEW
Our client is one of the leading Bank in Japan. They are currently looking for officer to join their Compliance team.
Description of Duties:
• Act as Compliance Manager for the branch.
• Ensure compliance with relevant legal and regulatory requirements.
• Maintain contact with local regulators.
• Prepare and maintain relevant compliance related documents and records.
Job Responsibilities:
• Lead, supervise and manage the AML/KYC
• Assess the key compliance risks that the bank face and establish the steps to address them
• Monitor rules and guidance issued by the MAS and other regulators to ensure that the branch’s business activities comply with regulatory requirements; provide regular briefings to senior management.
• Monitor other legal requirements relevant to the branch’s activities and implement and maintain the necessary internal procedures.
• Manage issue involving management or persons with major responsibility within the branch and the status of any associated investigations or other actions being taken in the aspects of
Compliance & Material Compliance Violations
• Provide advice and training on regulatory requirements and standards of professional conduct to staff
• Creating internal policies, operation management
• Conduct periodic reviews to assess compliance with policies, procedures and regulatory requirements; and facilitate a whistle-blowing process
• Managing any project as assigned from time to time
• Reporting to and liaising with MAS and other local regulators. Respond to requests for information from the regulators, working with branch management as appropriate.
The Requirements:
• Possess Bachelor Degree.
• Relevant compliance/AML experience in banking industry.
• Experience in liaising with MAS.
• PC skills (Microsoft Office).
• Team management experience.
• Having experience with setting up regional branch or subsidiary office is a big advantage.
• Good communication skill, strong learning ability and multi-tasking skill
We regret to inform that only shortlisted candidates will be notified.
Appreciate your understanding. Candidates require visa need not to apply.
EA: JAC Recruitment Pte. Ltd.
EA Licence: 90C3026
EA Personnel: R1872520
EA Personnel Name: Lum Yu Ru