Compliance Manager

COMPANY OVERVIEW
Our client is one of the leading Bank in Japan. They are currently looking for officer to join their Compliance team.

 

Description of Duties:
•    Act as Compliance Manager for the branch.
•    Ensure compliance with relevant legal and regulatory requirements.
•    Maintain contact with local regulators.
•    Prepare and maintain relevant compliance related documents and records.

 

•    Lead, supervise and manage the AML/KYC

•    Assess the key compliance risks that the bank face and establish the steps to address them

•    Monitor rules and guidance issued by the MAS and other regulators to ensure that the branch’s business activities comply with regulatory requirements; provide regular briefings to senior management.

•    Monitor other legal requirements relevant to the branch’s activities and implement and maintain the necessary internal procedures. 

•    Manage issue involving management or persons with major responsibility within the branch and the status of any associated investigations or other actions being taken in the aspects of 

Compliance & Material Compliance Violations

•    Provide advice and training on regulatory requirements and standards of professional conduct to staff

•    Creating internal policies, operation management

•    Conduct periodic reviews to assess compliance with policies, procedures and regulatory requirements; and facilitate a whistle-blowing process

•    Managing  any project as assigned from time to time

•    Reporting to and liaising with MAS and other local regulators.  Respond to requests for information from the regulators, working with branch management as appropriate.

 

The Requirements:
•    Possess Bachelor Degree.
•    Relevant compliance/AML experience in banking industry.
•    Experience in liaising with MAS.
•    PC skills (Microsoft Office). 
•    Team management experience.
•    Having experience with setting up regional branch or subsidiary office is a big advantage.
•    Good communication skill, strong learning ability and multi-tasking skill

 

We regret to inform that only shortlisted candidates will be notified.
Appreciate your understanding. Candidates require visa need not to apply.
 
EA: JAC Recruitment Pte. Ltd.
EA Licence: 90C3026 
EA Personnel:  R1872520
EA Personnel Name: Lum Yu Ru